[mk_table title=”Checklists and Templates” style=”style2″]
[/mk_table]
| Dimension | ||
|---|---|---|
 |
The client’s investment strategy is consistent with the client’s risk tolerances, asset class preferences, time horizon, and expected outcomes | 3.1 |
|
You have utilized optimization software to develop the client’s asset allocation, and you have analyzed the appropriateness of the inputs to the optimizer | 3.1 |
|
You ensure the client’s investment strategy is consistent with your implementation and monitoring constraints | 3.1 |
|
You have prepared an IPS for the client | 3.2 |
|
The client’s IPS has sufficient detail that a “competent stranger” could execute it with confidence | 3.2 |
|
The client has been reviewed and approved the IPS | 3.2 |